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DateOrder NumberSubject
4/3/202525-001 AO
Merger and Acquisition Broker-Dealers
4/7/202020-0012 AO
Temporary Extension of Franchise Renewal Deadlines
4/1/202020-0011 AO
Temporary Relief From Fingerprint Filing Requirements
3/24/202020-0010 AO
Temporary Relief for Registrants Affected by COVID-19 Outbreak
12/20/201919-0061 AO
Repeal of Administrative Order 07-0052 AO
7/26/201919-0055 AO
Required Use of the Indiana Securities Portal for Certain Filings and Submissions
7/1/201919-0002 AO
Exempt Transactions Ind. Code 23-19-2-2(27)
1/25/201818-0002 AO
Broker-Dealer and Agent Examinations
1/25/201818-0003 AO
Investment Adviser and Investment Adviser Representative Examinations
9/21/201717-0058 AO
Electronic Filing of Regulation D Rule 506 Offerings
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